The Principles of Aesthetics Part 4

We come now to the second great principle of aesthetic structure-- Dominance.[Footnote: Cf. Lipps: _Aesthetik_, Bd. I, S. 53, Viertes Kapitel] In an aesthetic whole the elements are seldom all on a level; some are superior, others subordinate. The unity is mediated through one or more accented elements, through which the whole comes to emphatic expression. The attention is not evenly distributed among the parts, but proceeds from certain ones which are focal and commanding to others which are of lesser interest. And the dominant elements are not only superior in significance; they are, in addition, representative of the whole; in them, its value is concentrated; they are the key by means of which its structure can be understood. They are like good rulers in a const.i.tutional state, who are at once preeminent members of the community and signal embodiments of the common will. Anything which distinguishes and makes representative of the whole serves to make dominant. In a well-constructed play there are one or more characters which are central to the action, in whom the spirit and problem of the piece are embodied, as Hamlet in _Hamlet_ and Brand in _Brand_; in every plot there is the catastrophe or turning point, for which every preceding incident is a preparation, and of which every following one is a consequent; in a melody there is the keynote; in the larger composition there are the one or more themes whose working out is the piece; in a picture there are certain elements which especially attract the attention, about which the others are composed. In the more complex rhythms, in meters, for example, the elements are grouped around the accented ones. In an aesthetic whole there are certain qualities and positions which, because of their claim upon the attention, tend to make dominant any elements which possess them. In s.p.a.ce-forms the center and the edges are naturally places of preeminence. The eye falls first upon the center and then is drawn away to the boundaries. In old pictures, the Madonna or Christ is placed in the center and the angels near the perimeter; in fancy work it is the center and the border which women embroider. In time, the beginning, middle, and end are the natural places of importance; the beginning, because there the attention is fresh and expectant; towards the middle, because there we tend to rest, looking backward to the commencement and forward to the end; the end itself, because being last in the mind, its hold upon the memory is firmest. In any process the beginning is important as the start, the plan, the preparation; the middle as the climax and turning point; the end as the consummation. Of course by the middle is not meant a mathematical point of division into equal parts, but a psychological point, which is usually nearer the end, because the impetus of action and purpose carry forward and beyond. Thus in a plot the beginning stands out as setting the problem and introducing the characters and situation; then the movement of the action, gathering force increasingly as it proceeds, breaks at some point well beyond the middle; in the last part the problem is solved and the consequences of the action are revealed. Large size is another quality which distinguishes and tends to make dominant, as in the tower and the mountain. In one of Memling's paintings, "St. Ursula and the Maidens," which, when I saw it, was in Bruges, the lady is represented twice as tall as the full grown girls whom she envelops in her protecting cloak; yet, despite the unnaturalness, we do not experience any incongruity; for it is rational to our feeling. Intensity of any sort is another property which creates dominance--loudness of sound in music; concentration of light in painting, as in Rembrandt; stress in rhythm; depth and scope of purpose and feeling, as in the great characters of fiction. The effectiveness of intensity may be greatly increased through contrast--the pianissimo after the fortissimo; the pathos of the fifth act of _Hamlet_ set off by the comedy of the first scene. Sometimes all the natural qualifications of eminence are united in a single work: in old paintings, for example, the Christ Child, spiritually the most significant element of the whole, will be of supernatural size, will occupy the center of the picture, will have the light concentrated upon him, and will be dressed in brightly gleaming garments.

As I have already indicated, there may be more than one dominant element; for instance, two or more princ.i.p.al characters in a novel or play--Lord and Lady Macbeth, Sancho and Don Quixote, Oth.e.l.lo and Desdemona, Brand and his wife. In this case, there must be either subordination among them, a hierarchical arrangement; or else reciprocity or balance, as in the ill.u.s.trations cited, where it is difficult to tell which is the more important of the two; otherwise they would pull the whole apart. The advantage of several dominant elements lies in the greater animation, and when the work is large, in the superior organization, which they confer. In order that there may be perspicuity, it is necessary, when there are many elements, that they be separated into minor groups around high points which individualize and represent them, and so take their place in the mind, mediating between them and unity when a final synthesis of the whole is to be made.

The third great principle of aesthetic structure is equilibrium or impartiality. This is a principle counteracting dominance. It demands, despite the subordination among the elements, that none be neglected.

Each, no matter how minor its part in the whole, must have some unique value of its own, must be an end as well as a means. Dominance is the aristocratic principle in art, the rule of the best; this is the democratic principle, the demand for freedom and significance for all.

Just as, in a well-ordered state, the happiness of no individual or cla.s.s of individuals is sacrificed to that of other individuals or cla.s.ses; so in art, each part must be elaborated and perfected, not merely for the sake of its contribution to the whole, but for its own sake. There should be no mere figure-heads or machinery. Loving care of detail, of the incidental, characterizes the best art.

Of course this principle, like the others, is an ideal or norm, which is only imperfectly realized in many works of art. Many a poet finds it necessary to fill in his lines and many a painter and musician does the like with his pictures or compositions. There is much mere scaffolding and many lay-figures in drama and novel. But the work of the masters is different. There each line or stroke or musical phrase, each character or incident, is unique or meaningful. The greatest example of this is perhaps the _Divine Comedy_, where each of the hundred cantos and each line of each canto is perfect in workmans.h.i.+p and packed with significance. There is, of course, a limit to this elaboration of the parts, set by the demands for unity and wholeness.

The individuality of the elements must not be so great that we rest in them severally, caring little or nothing for their relations to one another and to the whole. The contribution of this principle is richness. Unity in variety gives wholeness; dominance, order; equilibrium, wealth, interest, vitality.

The structure of works of art is even more complicated than would appear from the description given thus far. For there is not only the unity of the elements among themselves, but between the two aspects of each element and of the whole--the form and content. This--the unity between the sense medium and whatever of thought and feeling is embodied in it--is the fundamental unity in all expression. It is the unity between a word and its meaning, a musical tone and its mood, a color and shape and what they represent. Since, however, it is indispensable to all expression, it is not peculiar to art. And to a large extent, even in the creative work of the artist, this unity is given, not made; the very materials of the artist consisting of elementary expressions--words, tones, colors, s.p.a.ce-forms--in which the unity of form and content has already been achieved, either by an innate psycho-physical process, as is the case with tones and simple rhythms, or by a.s.sociation and habit, as is the case with the words of any natural language, or the object-meanings which we attach to colors and shapes. The poet does not work with sounds, but with words which already have their definite meanings; his creation consists of the larger whole into which he weaves them. Of course, even in the case of ordinary verbal expression, the thought often comes first before its clothing in words, when there is a certain process of choice and fitting; and in painting there is always the possibility of varying conventional forms; yet even so, in large measure, the elements of the arts are themselves expressions, in which a unity of form and content already exists.

In art, however, there are subtler aspects to the relation between form and content, and these have a unique aesthetic significance. For there, as we know, the elements of the medium, colors and lines and sounds, and the patterns of these, their harmonies and structures and rhythms, are expressive, in a vague way, of feeling; hence, when the artist employs them as embodiments of his ideas, he has to select them, not only as carriers of meaning, but as communications of mood. Now, in order that his selection be appropriate, it is clearly necessary that the feeling tone of the form be identical with that of the content which he puts into it. The medium as such must reexpress and so enforce the values of the content. This is the "harmony," as distinguished from the mere unity, of form and content, the existence of which in art is one of its distinguis.h.i.+ng properties. I have already called attention to this in our second chapter. It involves, as we observed, that in painting, for example, the feeling tone of the colors and lines should be identical with that of the objects to be represented; in poetry, that the emotional quality of meter and rhythm should be attuned to the incidents and sentiments expressed. Otherwise the effect is ugly or comical.

When we come to the work of art, this harmony is already achieved. But for the artist it is something delicately to be worked out. Yet, just as in ordinary expression form and content often emerge in unison, the thought itself being a word and the word a thought; so in artistic creation, the mother mood out of which the creative act springs, finds immediate and forthright embodiment in a congenial form. Such a spontaneous and perfect balance of matter and form is, however, seldom achieved without long and painful experimentation and practice, both by the artist himself in his own private work, and by his predecessors, whose results he appropriates. Large traditional and oftentimes rigid forms, such as the common metrical and musical schemes and architectural orders, into which the personal matter of expression may aptly fall, are thus elaborated in every art. As against every looser and novel form, they have the advantages first, of being more readily and steadily held in the memory, where they may gather new and poignant a.s.sociations; second, of coming to us already freighted with similar a.s.sociations out of the past; and last, of compelling the artist, in order that he may fit his inspiration into them, to purify it of all irrelevant substance. Impatient artists rebel against forms, but wise ones either accommodate their genius to them, until they become in the end a second and equally spontaneous nature, or else create new forms, as definite as the old.

CHAPTER VI

THE PROBLEM OF EVIL IN AESTHETICS, AND ITS SOLUTION THROUGH THE TRAGIC, PATHETIC, AND COMIC

When, in our third chapter, we defined the purpose of art, we indicated that it was broad enough to include the expression of evil, but we did not show in detail how this was possible. That is our present theme.

Art is sympathetic representation; the effort not only to reveal an object to us, but to unite us with it. The artist finds no difficulty in accomplis.h.i.+ng this purpose with reference to one cla.s.s of objects--those which, apart from portrayal, we call beautiful. To these we are drawn immediately because they serve directly the ends of life.

Nature sees to it that we dwell with pleasure on the sight of healthy children, well-grown women, and bountiful landscapes. And to the representations of such objects we are attracted by the same instincts that attract us to the things themselves. No special power of art is required that we take delight in them; the task of the artist is half accomplished before he begins. Yet the scope of art is wider than this, for it represents evil as well as good. Death as well as life, sickness and deformity as well as health, suffering as well as joy, sin equally with goodness, come within its purview. And these also it not only reveals to us but makes good to know, so good in fact that they are perhaps the preferred objects of artistic representation. But instead of being able to rely on instincts that would draw us to these objects, art has to overcome those that would lead us away from them. It has to conquer our natural horror at death, pain at suffering, and revulsion against wickedness. How does it? That is the problem of evil in sthetics.

There are many means by which this problem is solved. In the first place, the mere fact that art is representation and not reality does much toward overcoming any feelings of moral or physical repugnance we might have toward the objects represented. These feelings exist for the sake of action; hence, when action is impossible--and we cannot act on the unreal--although they may still persist, they become less strong. Toward the merely imaginary, the practical and moral att.i.tudes, which towards the real would lead to condemnation and withdrawal, lose their relevance and tend to disappear. That is one of the advantages of art over the more immediate perception of life. It is difficult to take a purely aesthetic att.i.tude towards all of life, to seek only to get into sympathetic contact with it for the sake of an inner realization of what it is; much of it touches us too closely on the side of our practical and moral interests. A certain man, for example, does not belong to our set, or his ways are so bohemian that it would imperil our social position or the safety of our souls to get acquainted with him; so we reject him and cast him into the outer darkness of our disapproval--or he rejects us. Such a person, we feel, is to be avoided or haply, if we be saints, to be saved from himself; but not to be accepted and understood. And even if we succeed in freeing ourselves from the moral point of view, we are still preoccupied with the practical, if the man happens to interest us commercially; we have not the time nor the desire to see his nature as a whole. Not so in art.

As a character in a novel, a man cannot be employed; nor can it be a hazard to keep company with him; and his soul is surely beyond our saving; the only thing left for us to do is to sympathize with and try to understand him, to enter into communion with his spirit. By freeing life from the practical and moral, art gives the imagination full sway.

This, to be sure, is only a negative force working in the direction of beauty, yet is important none the less because it enables the more positive influences to function easily.

One of these is what I would call "sympathetic curiosity," which may encompa.s.s all images of life. Things which, if met with in life, would certainly repel, when presented in image, simply excite our curiosity to know. Of course some are impelled by the same interest to get into contact with all experience--_h.o.m.o sum: humani nihil alienum a me puto_--yet with the great majority the impulses to withdraw are too strong. But all have a desire for further knowledge when a mere idea of human life, however repellent, is presented; for the instinct of gregariousness, which creates a special interest in our kind, works with full force in the mind to strengthen curiosity. There is no part of human experience which it does not embrace. We can well forego knowledge of stars and trees, but we cannot remain ignorant of anything human. As the moth to the flame, we are led, even against our will, into all of life, even the most unpleasant. The charm possessed by the novel and unplumbed, by such stories as _Jude the Obscure_, or by the weird imaginings of a Baudelaire, comes from this source. It is no mere scientific curiosity, because it includes that "consciousness of kind,"

which makes us feel akin to all we know.

Sympathetic curiosity, however, seldom works alone, for other interests, less worthy and therefore often unavowed, usually cooperate to overcome our repugnances towards the unpleasant. Many of our repugnances are not simple and original like those felt towards death, darkness, and deformity, but highly complex products of education, which may be dissolved by a strong appeal to the more primitive instincts which they seek to repress. An artist may, for example, through a vivid portrayal, so excite the animal l.u.s.t and cruelty which lurk hidden in all of us as to make the most morally reprehensible objects acceptable.

Nature has taken many a revenge on civilization through art. Although no one should demand that these appeals be entirely excluded, yet when they operate alone, without the sublimation of insight, they are flagrantly unaesthetic in their influence, because they deprive the work of art of its freedom.

Another means which the artist may employ in order to win us is the appeal of sense. However repellent be the objects which he represents, if he can clothe them in a sensuous material which will charm us, he will have exerted a powerful countervailing force. We have already had occasion to observe this in our first chapter. Through the call of sense we are invited to enter and are made welcome at the very threshold of the work of art. Engaging lines, winsome colors and tones, and compelling rhythms can overcome almost any repugnance that we might otherwise feel for the subject-matter. Their primary appeals are superior to all the reservations of civilization. No wonder that the stern moralists who would keep beauty for the clean and holy have been afraid of art! Yet the delight of sense, because its emotional effect is diffused, does not interfere with the contemplative serenity of art, as unbridled pa.s.sion does; it even quiets pa.s.sion by diverting the attention to itself; hence may always be employed by the artist.

A good example of the aesthetic fascination of sensation is Von Stuck's "Salome" in the Art Inst.i.tute of Chicago. For all normal feeling, Salome dancing with the head of John the Baptist is a revolting object; yet how beautiful the artist has made his picture through the simple loveliness of gold and red!

It would be a mistake, however, to infer the indifference of the subject-matter in art. The creation of a work of art is based on a primary aesthetic experience of nature or human life, and not everything is capable of producing such an experience in all men. The subject must be one towards which the artist or spectator is able to take the sthetic att.i.tude of emotional, yet free, perception. Some people are unable to lay aside their moral prepossessions towards certain phases of life or even towards representation of them; the idea affects them as would the reality. For such people even the genius of a Beardsley is too feeble to create an experience of beauty out of the material with which he works. Or again, some people cannot objectify their sensual egotistic impulses and feelings; for them the reading of a Boccaccio, for example, is only a subst.i.tute for such feelings, not a means of insight into them. It requires a robust intellectual att.i.tude, a predominance of mind over feeling and instinct, aesthetically to appreciate some works of art. But for those who can receive it, the representation of any phase of life may afford an aesthetic experience, may create a thing good to know, if only it be mastered by the mind and embodied in a charming form.

The charm of sense together with the satisfaction of insight are sufficient to explain the conquest of evil by art. Yet further means have been employed--the special appeals of the tragic, pathetic, and comic.

What any one may mean by tragic is largely a matter of personal definition or tradition; yet there is, I think, a common essence upon which all would agree. First, tragedy always involves the manful struggle of a personality in the pursuit of some end, at the cost of suffering, perhaps of death and failure. The opposition may come from nature, as in _The Grammarian's Funeral_; from fate, as in the _Oedipus_; from social and political interests, as in _Antigone_; that is of little moment; it is important solely that the battle be accepted and waged unflinchingly to the issue. In this ultimate sense, most of human life is tragic; because it involves a continual warfare with circ.u.mstances, which the majority of people carry on with a silent heroism. Originally, only the glorious and spectacular conflicts of great personalities were deemed worthy of representation in art; but with the growth of sympathy the range of tragic portrayal has gradually been extended over almost the whole of human life. The peasant in his struggle for subsistence against a n.i.g.g.ardly soil, or the patient woman who loses the bloom of her youth in the unremitting effort to maintain her children, are tragic figures.

Second, it is part of the essence of tragedy that the conflict should be recognized as necessary and its issue as inevitable. In one form or another, whether as Greek or Christian or naturalistic, fatality has remained an abiding element in the idea of tragedy. The purpose or pa.s.sion or sentiment which impels the hero to undertake and maintain the struggle must be a part of his nature so integral that nothing else is possible for him. "_Ich kann nicht anders_" is the cry of every tragic personality. And the opposition which he meets from other persons, from social forces or natural circ.u.mstances, must seem to be equally fateful--must be represented as issuing from a counter determination or law no less inescapable than the hero's will. Even when the catastrophe depends upon some so-called accident, it must be made to appear necessary that our human purposes should sometimes be caught and strangled in the web of natural fact which envelops them.

The reasons for our acceptance of tragedy are not difficult to find and have been noted, with more or less clearness, by all students. We accept it much as the hero accepts his own struggle--he believes in the values which he is fighting for and we sympathetically make his will ours. Moreover, we discover a special value in his courage which, we feel, compensates for the evil of his suffering, defeat, or death.

So long as we set any value on life, it is impossible for us not to esteem courage; for courage is at once the defense against attack of all our possessions and the source, in personal initiative and aggressive action, of newer and larger life. And any shrinking that we may feel against the sternness of the struggle is quenched both by the hero's example and by our recognition of its necessity. Since we are not partic.i.p.ants of it, our protest would be futile, and even if we played a part in it, we should be as foolish as we should be weak, not to recognize that the will which opposes us is as inflexible as our own--"such is life"--that is our ultimate comment. An appreciation of tragedy involves, therefore, a sure discernment of the essential disharmony of existence, yet at the same time, a feeling for the moral values which it may create; neither the optimist nor the utilitarian can enter into its world.

There are, however, works of art in which sheer evil, without any compensating development of character, is portrayed; where indeed the struggle may even cause decay of character. In Zola's _The Dram Shop_, for example, the story is the tale of the moral decline, through unfortunate circ.u.mstances and vicious surroundings, of the sweet, pliant Gervaise. Instead of developing a resistance to circ.u.mstances which would have made them yield a value even in defeat, she lets herself go and is spoiled beneath them. She has no friend to help or guardian angel to save. We do not blame her, for, with her soft nature, she could not do otherwise than crumble under the hard press of fate; neither can we admire her, for she lacks the adamantine stuff of which heroes are made. This is pathos, not tragedy. And just as most of human life involves tragedy in so far as it develops a strength to meet the dangers which threaten it, so likewise it involves pathos, in so far as it seldom resists at every point, but gives way, blighted without hope. Many a man or woman issues from life's conflicts weaker, not stronger; broken, not defiant; petulant, not sweetened; and at the hour of death there are few heroes. Yet there may be beauty in the story of this human weakness and weariness. Whence comes it?

How can the representation of this sheer evil become a good? The principle involved is a simple one. Announced first, as far as I know, by Mendelssohn, it has recently been much more scientifically and penetratingly a.n.a.lyzed by Lipps, although wrongly applied by him to the tragic rather than the pathetic.[Footnote: Cf. Lipps: _Der Streit ber die TraG.o.die_, and _Aesthetik_, Bd. I, S. 599.]

It is a familiar and generally recognized experience, as Lipps has observed, that any threat or harm done to a value evokes in us a heightened appreciation of its worth. Parting is a sweet sorrow because only then do we fully realize the worth of what we are losing; the beauty of youth that dies is more beautiful because in death its radiance s.h.i.+nes the brighter in our memory. A good in contemplation comes to take the place of a lost good in reality. Just as we hold on the more tightly to things that are slipping away from us in a vain effort to keep them, so to save ourselves from utter sorrow, we build up in the imagination a fair image of what we have lost, free of the dust of the world. This makes the peculiar charm of the delicate and fragile, of weak things and little things, of the transient and perishable; they awaken in us the tender, protective impulse while they last, and when they are gone they suffer at our hands an idealization which the strong and enduring can never receive. Our pity for them mediates an increased love of them; we mock at fate which deprives us of them by keeping them secure and fairer in our memory.

As in life, so in art. Beneath and around the pictured destruction and ruin there opens up to us a more poignant vision of the loveliness of what was or might have been. At the end of _The Dram Shop_, when Gervaise sinks into ruin, we inevitably revert to the beginning and see again, only more intensely, the gentle girl that she was, or else, going forward, we imagine what she might have been, if only she had been given a chance. The form of a possible good rises up from under the actual evil. The story of oppression becomes the praise of freedom; the picture of death, a vision of life. I know of no finer example of this in all literature than Sophocles' _Ajax_. Ajax has offended Athena, so he, the hero of the Grecian host, is seized with the mad desire to do battle with cattle and sheep. In lucid intervals he laments to his wife the shameful fate which has befallen him. How glorious his former prowess appears lost in so ridiculous a counterfeit! And his despair creates its magic.

In almost all so-called tragedies, true tragedy and pathos are intermingled; for we feel both pity and admiration, and the pity intensifies the admiration. The danger that threatens or the disaster that overwhelms the values which the hero embodies make us realize their worth the more. Throughout the _Antigone_ we admire the heroine's tragic courage of devotion; but it is at the point when, just before her death, she laments her youth and beauty that shall go fruitless--

Alechron, anymenaion, oute ton gamon mepos lachousan oute paideion tpophaes

that we feel the fullness of strength that was needed for the sacrifice.

One might perhaps think this lament a blemish of weakness in a picture of fort.i.tude; but the impression is just the opposite, I believe; for force is measured by what it overcomes.

There are so many different theories of tragedy that it would be impossible, were it worth while, to embark on a criticism of all of them. There are certain ones, however, which, because of their wide acceptance, demand some attention at our hands. First, it is often a.s.sumed that a tragedy should represent the good as ultimately triumphing, despite suffering and failure. But how can the good triumph when the hero fails and dies? Only, it is answered, if the hero represents a cause which may win despite or even because of his individual doom; and it is with this cause, not with him, that we chiefly sympathize. This was Hegel's view, who demanded that the tragic hero represent some universal interest which, when purged of the one-sidedness and uncompromising insistence of the hero's championing, may nevertheless endure and triumph in its genuine worth. In the _Antigone_, Hegel's favorite example, the cause of family loyalty finds recognition through the punishment of Creon for the girl's death; while at the same time the principle of the sovereignty of the state is upheld through her sacrifice. There are many tragedies which conform, at least partially, to this scheme; but not all, hence it cannot be a universal norm. In _Romeo and Juliet_, for example, although the death of the young people serves to bring about a reconciliation of their families, the real principle for which they suffered--the right of private choice in matters of love--is in no way furthered by the outcome of the play. And, although it is always possible to universalize the good which is sought by any will, it is not possible to deflect upon a principle the full intensity of our sympathy, away from the individual, concrete pa.s.sion and action. Whenever a great personality is represented, it is his personal suffering and fort.i.tude that win at once our pity and our admiration. For private sorrows, for the ruin of character, for the death of those whom we are made to love, there can be no complete atonement in the universal; because it is with the individual that we are chiefly concerned. No; the reconciliation lies where we have placed it--in tragedy, in the personal heroism of the strong character; in pathos, in the vision, not in the triumph, of the good.

The ordinary Protestant theological theory of tragedy is even more inadequate than the Hegelian. For, by a.s.suming that there is no genuine loss in the world, that every evil is compensated for in the future lives of the heroes, it takes away the sting from their sacrifice and so deprives them of their crown of glory. It makes every adventure a calculation of prudence and every despair a farce. It is remote from the reality of experience where men stake all on a chance and, instead of receiving the good by an act of grace, wring it by blood and tears from evil.

On much the same level of thinking is the moralistic theory which requires that the misfortunes of the hero should be the penalty for some fault or weakness. This view, which has the authority of Aristotle, is also based on the doctrine of the justice of the world-order. It was pretty consistently carried out in the cla.s.sical Greek drama; although there suffering is not exacted as an external retribution, but as the inevitable consequence of the turbulent pa.s.sions of the characters; for even the punishment for offenses against the G.o.ds is of the nature of a personal revenge which they take. Later, of course, when the G.o.ds retreated into the background of human life, retributive justice was conceived more abstractly. Now, it must be admitted, I think, that this idea, so deeply rooted in the popular mind, has exerted a profound influence on the drama; yet it cannot be applied universally without sophistry. To be sure, in _Romeo and Juliet_, the young people were disobedient and headstrong; in _Lear_, the old father was foolishly trustful of his wicked daughters; these frailties brought about their ruin. But did they deserve so hard a fate as theirs? Did not Lear suffer as much for his folly as his daughters for their wickedness? This is always true in life, and Shakespeare holds the mirror up to nature--but is it consistent with the theory of retributive justice? One can usually trace back to some element of his nature, physical or moral, the misfortunes that befall an individual; even those which we call accidents, as Galton claimed, are often due to some inherent defect of attention which makes us fail to respond protectively at the right moment. If we take the self to include the entire organism, then it remains true that we cooperate as a partial cause in all that happens to us. Ophelia's weak and unresisting brain must share with the stresses which surrounded her the responsibility for her madness. In this sense, and in this sense only, do we deserve our fate, be it good or ill. Yet, when interpreted in this broadest meaning, retributive justice loses all ethical significance. And the cosmic disharmony appears all the more glaring. It ceases to be chargeable to an external fate or G.o.d, to the environment or convention, which might perhaps be mastered and remolded; and is seen pervading the nature of reality itself, no accidental circ.u.mstance, but essential evil, ineradicable. The greatest tragic poets see it thus. And then blame turns to understanding and resentment into pity.

Retributive justice, as the motive force of tragedy, has for us lost its meaning. We no longer feel the necessity of justifying the ways of G.o.d to man, because we have ceased to believe that there exists any single, responsible power. The good is not a preordained and automatically accomplished fact, but an achievement of finite effort, appearing here and there in the world when individuals, instead of contending against each other, cooperate for their mutual advantage.

In addition to the comic, there is much artistic representation of evil which can be cla.s.sed neither as pathetic nor as tragic. Neither moral admiration nor idealization are aroused by the characters portrayed. They may be great criminals like Lady Macbeth or Iago, or the undistinguished and disorderly people of modern realistic literature, yet in either case we find them good to know. And we do so, not merely because we enjoy, as disinterested onlookers, the spectacle of human existence, but because the artist makes us enter into it and realize its values. For even that which from the moral point of view we p.r.o.nounce evil is, so long as it maintains itself, a good thing from its own point of view. Every will, however blind and careless, seeks a good and finds it, if only in hope and the effort to attain. Through the intimacy of his descriptions and often against our resistance, the artist may compel us to adopt the att.i.tude of the life which he is portraying, constraining us to feel the inner necessity of its choices, the compulsion of its delights. It is difficult to abandon ourselves thus to sympathy with what is wrong in life itself, because we have in mind the consequences and relations which make it wrong; yet we all do so at times, whenever we let ourselves go, charmed by its momentary offering. But in the world of art this is easier, because there the values, being merely represented, can have no sinister effects. When great personalities are portrayed, this abandon is readiest; for the strength or poignancy of their natures carries us away as by a whirlwind. Witness Lady Macbeth when she summons the powers of h.e.l.l to uns.e.x her for her murderous task, or Vanni Fucci in the _Inferno_,[Footnote: _Inferno_, Canto 25, 1-3.] who mocks at G.o.d. For the instant, we become as they and feel their ecstasy of pride and power as our own. Yet the great artist can awaken this sympathy even for characters that are small and weak. In Gogol's _Dead Souls_, for example, there are no heroes. The most interesting characters are the country gentlemen who return to their estates planning to write books which will regenerate Russia. But the old habits of life in the remote district are too strong. So, instead of writing, they fall back into the routine of their ancestors and merely smoke and dream. Here are failure and mediocrity; yet so intimate is the artist's story that we not only understand it all, but feel how good it is--to dream our lives away. I do not doubt that in this story there are elements of pathos and comedy; yet, in general, the delineation is too objective for either; we neither laugh nor cry, but are simply borne on, unresisting, ourselves become a part of the silent tide of Russian life.

The problem of evil in aesthetics may finally be solved by the use of the comic. For in comedy we take pleasure in an object which, in the broadest sense, is evil. In order for an object to be comical there must be a standard or norm, an accepted system, within which the object pretends but fails to fit, and with reference to which, therefore, it is evil. There must be some points of contact between the object and the standard in order that there may be pretense, but not enough points for fulfillment. If we never had any definite expectations with reference to things, never made any demands upon them; if instead of judging them by our preconceived ideas, we took them just as they came and changed our ideas to meet them,--there would be nothing comical.

Or, if everything fitted into our expectations and was as we planned it, then again there would be nothing comical. In a world without ideas, the comic could not exist. The comic depends upon our apperceiving an object in terms of some idea and finding it incongruous.

The most elementary ill.u.s.trations demonstrate this. The unusual is the original comic; to the child all strange things are comical--the Chinaman with his pigtail, the negro with his black skin, the new fas.h.i.+on in dress, the clown with his paint and his antics. As we get used to things, and that means as we come to form ideas of them into which they will fit, adjusting the mind to them, rather than seeking to adjust them to the mind, they cease to be comical. So fas.h.i.+ons in dress or manners which were comical once, become matters of course and we laugh no longer. Enduringly comic are only those objects that persistently create expectations and as persistently violate them.

Such objects are few indeed; but they exist, and const.i.tute the perennial, yet never wearying, stock in trade of comedy. But the comic spirit does not have to depend upon them exclusively, for, as life changes, it constantly raises new expectations and offers new objects which at once provoke and fail to meet them. Everything, therefore, is potentially comical and, in the course of human history, few things can escape a laugh; some curious mind is sure, sooner or later, to bring them under a new idea against which they will be shown up to be absurd. The sanct.i.ties of religion, love, and political allegiance have not been exempt.

Why, if the comical object is always opposed to our demands, should we take pleasure in it? How can we be reconciled to things that are admittedly incongruous with our standards? Why are we not rather displeased and angry with them? Investigators have usually looked for a single source of pleasure in the comic, but of those which have been suggested at least two, I think, contribute something. First, by adopting the point of view of the standard as our own, identifying ourselves with it, and through the contrast of ourselves with the object, we may take pleasure in the resulting exaltation of ourselves.

The pleasure in the comic is often closely akin to that which we feel in distinction of any kind. We feel ourselves superior to the object at which we laugh. There is pride in much of laughter and not infrequently cruelty, a delight in the absurdities of other men because they exalt ourselves as the representatives of the rational and normal.

There is often a touch of malice even in the laughter of the child.

Nevertheless, the pleasure in the comic is still contemplative, and so far aesthetic, because it is a pleasure in perception, not in action.

No matter how evil be the comic object, we do not seek to destroy or remodel it; action is sublimated into laughter.

But the pleasure in the comic may arise through our taking the opposite point of view--that of the funny thing itself. Instead of upholding the point of view of the standard, we may identify ourselves with the object. If the comic spirit is oftentimes the champion of the normal and conventional, it is as often the mischief-maker and rebel. Whenever the maintaining of a standard involves strain through the inhibition of instinctive tendencies, to relax and give way to impulse causes a pleasure which centers itself upon the object that breaks the tension.

The intrusive animal that interrupts the solemn occasion, the child that wittingly or not scoffs at our petty formalities through his naive behavior, win our grat.i.tude, not our scorn. They provide an opportunity for the welcome release of nature from convention. And the greater the strain of the tension, the greater the pleasure and the more insignificant the object or event that will bring relief and cause laughter. The perennial comic pleasure in the risque is derived from this source. There is an element of comic pleasure in the perpetration of any mischievous or unconventional act. Those things which men take most seriously, Schopenhauer has said, namely, love and religion, and we might add, morality, are the most abundant sources of the comic, because they involve the most strain and therefore offer the easiest chances for a playful release. Even utter and absolute nonsense is comical because it undoes all Kant's categories of mind.

Hence, contrary to the theory of Bergson, the spontaneous as well as the mechanical and rigid may be comical. Sometimes the same object may be comical from both the points of view which we have specified; this is always true, as we shall see, in the most highly developed comedy.

For example, we may laugh at the child's prank because it is so absurd from the point of view of our grown-up expectations as to reasonable conduct, and at the same time, taking the part of the child, rejoice at the momentary relief from them which it offers us. Our scorn is mixed with sympathy. And oftentimes the child himself will hold both points of view at once, laughing at his own absurdity and exulting nevertheless in his own freedom. This is the essence of slyness. It follows, moreover, that a thing which was comical for one of the reasons a.s.signed may become comical for the other, by a simple change in the point of view regarding it. For the behavior which first pleased us because it was unconventional tends itself to become a new convention, with reference to which the old convention then becomes the object of a laughter which is scornful. The tables are turned: the rebel laughs at the king.

The foregoing explanation of why we find the comical pleasant also explains why so many of our other pleasures are intermixed with the comical--why so often we not only smile when we are pleased, but laugh.

For, in the case of all except the most elementary enjoyments, our pleasures are connected with the satisfaction of definite expectations regarding the actions or events of our daily lives. But, owing to the dulling effect of habit, the pleasure attendant upon these satisfactions gradually becomes smaller and smaller or even negligible; until, as a result, only the novel and surprising events which surpa.s.s our expectations give us large pleasure; but these are comical. With the child, whose expectations are rigid and few in number because of his lack of discrimination and small experience, almost all pleasures, like almost all events, are of the nature of surprises. The child almost always laughs when he is pleased. The slang phrase "to be highly tickled" expresses with precision this close connection between laughter and pleasure. Moreover, as the complexity of life increases, its strains and repressions are multiplied, with the result that any giving way to an impulse contains a slight element of the mischievous or ridiculous; whence, for this reason too, the pleasant is also the comical. In fact, most of the pleasures of highly complex and reflective persons are tinged with laughter.

We expect art to accomplish three great results--reconciliation, revelation, and sympathy. So far we have shown how comic art may accomplish the first; we have yet to prove how it may accomplish the rest. In his book _Le Rire_, Bergson has expressed the view that comedy is explicitly falsifying and unsympathetic. As to the former charge, we can, I think, convince ourselves of the opposite if we examine certain of the more obvious methods of comedy, particularly those which might seem at first sight to lend support to his contention.

One of the most common of these is exaggeration. The simplest example is caricature, where certain features of an object are purposely exaggerated. The effect is, of course, comical, because we expect the normal and duly-proportioned. What a manifest falsification, one might a.s.sert! Yet just the opposite is the actual result. For every good caricaturist selects for exaggeration prominent and characteristic traits, through which by the very emphasis that is placed upon them, the nature of the individual is better understood. Another favorite method is abstraction. Certain traits are presented as if they were the whole man. We get the typical comic figures of the novel and drama; the physician who is only a physician; the lawyer who injects the legal point of view into every circ.u.mstance of life; the lover or the miser who is just love or greed; the people who, as in d.i.c.kens, meet every situation with the same phrase or att.i.tude, This, too, looks like a plain falsification of human nature, because, however strong be the professional bias or however overmastering the ruling pa.s.sion, real people are always more complex and many-sided, having other modifying and counteracting elements of character which prevent their speech and actions from being completely monotonous and mechanical. Nevertheless, we can again acquit the comic writer of falsification, because we understand the method which he is employing, the trick of his trade.